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News Release
December 9, 1999
Contact: Jess Cook
Phone: 310-451-6913
Fax: 310-451-6988
Email: Jess_Cook@rand.org |
RAND
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STUDY OF NTSB AVIATION ACCIDENT INVESTIGATIONS
SUGGESTS MAJOR CHANGES IN HOW PROBES ARE CONDUCTED
AGENCY NEEDS NEW RESOURCES TO INVESTIGATE COMPLEX ACCIDENTS
ROLE OF INTERESTED PARTIES RAISES CONCERNS ABOUT CONFLICT OF INTEREST
WASHINGTON, D.C. December 9 - With its staff and facilities already "stretched
to the limit," the National Transportation Safety Board must acquire additional
resources, modernize its investigative procedures, and reform some of its key
management practices on an urgent basis if it is to ensure its future independence
and integrity. The agency also needs to augment the "party process,"--the
traditional practice of allowing interested stakeholders such as airlines,
aircraft manufacturers and the Federal Aviation Administration to join in
crash probes--by tapping academia, federal agencies such as NASA and the Defense
Department, and other sources of independent, analytical expertise.
These are the key recommendations in a RAND study
commissioned by NTSB Chairman
Jim Hall last year. The study provides the most comprehensive examination of NTSB
operations in the agency's 30-year history. The executive summary is being released
by the two organizations today. A longer, technical volume will be available early
next year.
To carry out the study, RAND's Institute for Civil Justice
assembled a multidisciplinary research team. Led by Cynthia C. Lebow, a lawyer, the
team included Liam P. Sarsfield, a mechanical engineer and public policy specialist,
William L. Stanley, an aerospace engineer, Emile Ettedgui, a physicist, and Garth Henning,
an aerospace engineer. As part of the broad-based effort, the researchers held more
than 200 confidential interviews with stakeholders from all segments of the aviation
community and conducted accident case studies, site visits and a comprehensive review
of aviation accident litigation.
In reacting to the study, NTSB Chairman Hall expressed appreciation for RAND's "candid,
independent, and honest review. We have already begun the process of change and
improvement they recommended to ensure that the Board continues to serve the American
people in the best way possible," Hall said.
The study notes that the agency plays a central role in aviation safety and still
enjoys the reputation of being the most important independent safety investigative
authority in the world. It adds, however, that recent accidents, such as TWA Flight
800 and USAir Flight 427, have "challenged the ability of the technical staff to
unravel the kinds of complex failures that led to such horrific tragedies." NTSB
investigators must be able to "ask the right questions" and know whether or not they
are receiving the right answers. The integrity and independence of the safety board
could be threatened if the skills of NTSB investigators are allowed to erode or if
the information received from outside parties is unreliable.
The RAND report identifies several tasks for immediate action. These include:
- Revamp Investigative Procedures: The NTSB's investigative procedures and
techniques are not keeping pace with modern aircraft design and operation. The agency
should modernize its investigative methods to reflect the complexity of the accidents
it is asked to solve. Also, it should take a more proactive stance in investigating
nonfatal incidents and breaches of security, both in the air and on the ground.
- Expand NTSB Resources: The NTSB's 400-member staff is overworked and not
adequately equipped. Sheer dedication and professionalism have allowed the safety board
to maintain its traditional high standard of performance. Additional resources are
imperative, including more personnel and improved facilities for testing and staff
training.
- Augment the Party System: The party system is a key component of the NTSB
investigative process. However, stakeholders likely to be chosen as parties to assist
in an NTSB investigation are also likely to be named defendants in related high-stakes
civil litigation. To avoid the potential for party conflict of interest, the agency
should consider methods for augmenting the party process that provide access to
independent analytical and engineering resources during the investigation of high-profile
accidents. Such methods include the development of new relationships with other federal
agencies and laboratories (NASA, DoD), universities, and independent experts.
- Expand the Statement of Probable Cause: The statement of probable cause--the
most eagerly awaited and controversial aspect of the NTSB's final accident report--should
be retained but expanded. In addition to clearly stating the principal event that led to
the accident, the statement should also include all other causal factors listed in rank
order. The result would be a more complete statement of causation with greater utility
to the goal of aviation safety.
RAND is a nonprofit institution that helps improve policy and decisionmaking through
research and analysis.
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