If we in the West want to ensure that these [democratic] changes remain irreversible, the surest way to do it is to ensure that the flow of information technology does not diminish. . . . [A] people with whom we can freely communicate, who understand what is happening in the outside world and can apply its lessons to their own society will be a far more reliable partner in the maintenance of world order, both inside and outside Europe, than one which believes and knows only what its government allows.Crafting policy inexorably involves decision making in conditions of uncertainty. Both what is known and what is unknowable inform policy debates. The goal of policy research is to expand what is known while considering how that which is unknowable is likely to affect the conclusions drawn from what is known. This section summarizes this research effort's contribution to the knowledge of democracy and democratization. Then it addresses the unknowable, definitive causal relationships, this time from within the specific context of formulating policy. Various policy options are described with additional attention paid to related issues regarding implementation.
Michael Howard, 1990
At the same time, new communication technologies empower citizens anywhere to
broadcast charges that their own governments violate freedoms and human rights.
The objective is to bring unified world pressure and public opinion to bear
against repressive regimes unable to hide their misdeeds as successfully as
before. That demonstrators in Tiananmen Square displayed signs written in
English was not a coincidence. Cross-border communication in the defense of
democracy and human rights is the activity on which citizen diplomacy groups
like Amnesty International stake their success. The new technologies markedly
enhance these capabilities.
As the "Dictator's Dilemma" formally suggests, governments that try to squelch
the new information technologies to protect their monopoly on power do so at
the peril of economic growth. It is the message that Shultz shared with
Gorbachev and it is what leading analysts have begun predicting: "For nations
to be economically competitive, they must allow individual citizens access to
information networks and computer technology. In doing so, they cede
significant control over economic, cultural, and eventually political events in
their countries" (Builder, 1993: 160). A developing theory suggests that this
reasonably ought to be so, that the new technologies, which combine for the
first time both autonomy and influence in the same medium, couple
decentralization of political power indivisibly with economic growth. While
some communications media tend to assist authoritarian regimes in maintaining
control, the characteristics of electronic networks are exceptional in their
theoretic capability to sustain reciprocal communication on which democracy
thrives.
Empirical evidence confirms the postulated correlation between democracy and
network interconnectivity. Despite the inherent limitations of statistical
analyses, several analytic perspectives, every model, set of statistical tests
and functional form in this study is consistent with the hypothesis that
interconnectivity is a powerful predictor of democracy, more than any of
democracy's traditional correlates. In univariate analysis, the correlation
coefficient for interconnectivity on democracy is larger than that of any other
variable. As a variable in an ordinary least squares multiple linear
regression, interconnectivity is exclusively the dominant predictor. As an
interaction term in conjunction with regional categorical variables, the
correlation of interconnectivity with democracy is everywhere positive, and has
both the largest substantive value and greatest statistical significance in
regions characterized by dynamic political transformations. Interconnectivity
correlates strongly not only with the level of democracy, but also with the
change of democracy over ten years. The highest statistical significance is
apparent among countries labeled as "Not Free." While many of the least
democratic states became more democratic with becoming interconnected, not a
single one of them became even moderately interconnected without also becoming
more free. Within cohorts of states of shared historical conditions, a
progression of greater connectivity evidently associates with advanced
democratic development. Tests of alternative causal explanations invariably
fail. As an endogenous variable in systems of simultaneous equations,
interconnectivity always proves to be a significant predictor of democracy and
economic development, but never is the reverse true. And finally, among
communication media, the positive correlation with democracy of electronic
networks is unique, deflating the apparent importance of potentially
confounding economic factors.
More specifically, despite the persistence of the unanswerable causal question,
the consistent test results that identify interconnectivity as the most
powerful predictor of democracy should impress the policy debate on global
democratization for several fundamental reasons. First, to the extent that the
United States and other Western democracies aim to encourage the development of
democracy worldwide they do so primarily through programs to improve economic
development, education, health, legal reform, etc. The causal connection
supporting those programs is no stronger, and in most instances quite a bit
weaker, than can be inferred in the case of networked communication technology.
Second, the backdrop behind the empirical results presented here is a crescendo
of anecdotal and theoretical analyses that cast electronic communications
networks to the front among factors that may contribute to the development of
democracy. The statistical results reinforce the validity and credibility of
more subjective analyses.
Third, the causal relationships in international affairs are rarely either
simple or in one direction only. The most plausible relationship between
democracy and networked communication (and perhaps economic development) is
probably a virtuous circle with substantial positive feedback all around. Even
if a causal argument positing an alternative explanation of the correlation,
such as "greater democracy causes greater interconnectivity," could be
established with completely irrefutability, the existence of such an argument
does not negate or diminish the importance of a likely stream of causality in
the opposite direction. Furthermore, the total weight of evidence makes
denying the likelihood of the latter causal flow nearly untenable. In sum, if
the United States seeks to influence international democratic development
effectively and efficiently, for the purpose of its own national security
interests, it ought not ignore the effects introduced by advanced capabilities
to communicate and access information across borders.
Whether American and other democratic policymakers take advantage of it or not,
they may able to exploit the "Dictator's Dilemma" to their own favor, for the
dilemma posits choices not only for the autocratic ruler but also for the
democratic strategist. While the former is forced to ponder what E can do to
avoid being scissored by the dual blades of the global economy and personal
media, the latter ought to be thinking about what E should do to sharpen the
cutting edges and make sure they work well in unison. Several types of
implements are available, even in a policy environment characterized by
significant budget cuts and political constraints.
A cabinet department such as State or Commerce could assume and expand the
limited tasks that the NSF is shedding and adapt them to the new international
communications circumstances. Alternatively or additionally, a more narrowly
focused mission-oriented agency like USAID, could pick up some of the slack
specific to its own mandate. To this end, a statement by James Russo from the
Internet Data Services Group of USAID at the NATO Networking Workshop in Moscow
seemed promising, although as yet unresolved, "We are currently working on a
policy to decide to what level we want to get involved into telecommunication"
(North Atlantic Treaty Organization, 1995: 157).
On a grander scale with greater publicity, George Soros' International Science
Foundation helped ignite a virtual explosion of networking in Russia that began
by putting in place a direct 64 Kbps satellite link from Moscow to the United
States in July 1993. This program is further expanding interconnectivity in
Russia with the construction of a fiber "Moscow Backbone" (Shkarupin and
Mafter, 1995). The initial ISF project budget was only $10 million in private
funds, a small sum indeed in terms of funds dedicated to U.S. national security
interests.
Existing federal resources offer substantial interconnection possibilities.
For example, U.S. Information Agency offices or Embassies around the world
could serve as a net access point through which indigenous organizations in
foreign countries could interconnect with the global information
infrastructure.
Generally, internal U.S. policy deliberations on issues nominally related to
domestic networks are thus artificially and unfortunately constrained if not
conceived most broadly in the international context. In fact, the word
"national" as in "National Information Infrastructure" is at best a misnomer
and at worse can mislead policy in spheres where political boundaries have no
practical significance.
Commerce friendly policy regarding networks is one means by which the United
States can tip the economic freedom versus political control balance. Another
is the demonstration effect by the world's strongest economy, which has already
proven to be a powerful motivator. The greater the quantity and higher the
quality of public information available on-line in America, the stronger the
incentives will be everywhere to join the information revolution, both as
recipients and as providers. With such projects as "Thomas," providing current
legislative information on the Internet, to others such as making census data
available online, the U.S. government has begun to use the networks to provide
volumes of useful information aimed towards domestic audiences, thus setting a
positive international example. A far-sighted policy would consider foreign
audiences as well. Translations of useful documents and information available
electronically could assist aspiring democrats overseas. International human
rights information could be made available from the same sources as commercial
data such that one could not be blocked without also, painfully, losing the
other.
There is also moral encouragement. When highly centralized countries, such as
China and Saudi Arabia, take tentative steps in the direction of broader
network connections, the United States should be liberal with laudatory
motivation, if not material support for networking.
Export controls on encryption technologies provide another distressing example.
In many countries of the world, those who may have a need to guard against
state scrutiny are not likely to be the "bad guys" as one might argue is the
case inside the United States. Instead, those seeking to protect themselves
may well be the democratic opposition or human rights activists. Prohibitions
on encryption technology can inhibit communication and increase peril for such
would-be networkers in their home countries.
Again, the demonstration effect is a potent force even when it provides an
outstanding negative example. The Russian anti-encryption law, for instance,
appears to have been inspired by aspects of the U.S. proposal. If both
countries were to enforce such laws aggressively, it is perhaps an open
question as to whether or not American democracy would be better off, yet it is
almost certain that prospects for Russian democracy would unambiguously suffer.
Thus, ultimately, both countries would be less secure.
Therefore, best interconnectivity programs will probably not be of the sort
that helps to advance connections through government ministries or PTTs, at
least not exclusively. The central players' instincts are biased toward
monopolizing power and control. A preferable strategy would target numerous
private groups, schools, libraries and other non-governmental organizations.
The variety of programs through which the United States supports small business
development may provide useful templates for programs to seed the proliferation
of electronic networks. Important policy choices will consider tradeoffs
between supporting indigenous foreign NGOs or trans-national NGOs linking with
local partners.
On the other hand, objections may be raised against the implementation of
international communication policies that arguably reflect "cultural
imperialism." These are serious concerns for which there are several salient
responses. First, the United States regularly attempts to influence the nature
of foreign regimes with policies that range from economic assistance to troop
deployments. Many of these interventions are far more invasive than simply
encouraging interconnectivity. Military operations are an obvious trespass but
less ostensibly imposing interventions can still be viewed as quite threatening
by the ruling elite. One such example would be the National Endowment for
Democracy programs that assist opposition groups to create credible political
alternatives in countries without them. Even previous generation communication
technologies such as state radio and television broadcasts assailing foreign
borders ought to be considered more intrusive. President Clinton's Radio Free
Asia and VOA television proposal to "tell freedom's story to the people of
China" is more offensive than electronic computer networks yet it is less
likely to be successful. Broadcasts provide no opportunity other than passive
reception subject only to the interests of the propagandist. Networks, much to
the contrary, empower foreign participants to actively pursue their own
communication objectives both as information producers and consumers. For the
same reason, inherent "cultural imperialism," Clinton's plan is doomed to be
less auspicious. Conversely, the power of the personalized media in energizing
political change in Eastern Europe was augmented precisely because "It was
indigenous. It did not bear the stigma of originating with the American
government" (Rosenstiel, 1990: A15).
Second, with due respect to Marshall Mcluhan who said "the medium is the
message," this essay has specifically addressed the former but not the latter.
The research and policy conclusions focus on the deliberate spread of a
technology not an ideology. Democracy is a dependent output of theoretical and
statistical models, not the centerpiece of a proselytization campaign. Both
the theory and the statistics rest solely on the measured ability of people to
communicate efficiently and effectively. The essence of the policy
recommendations is merely to assist in establishing the technological and
social infrastructure for robust international communications. In doing so,
one can expect democratic outcomes even when diverse people everywhere are
using this infrastructure for their own chosen ends.
Third, "revolutions do not occur until people learn that there is an
alternative to their way of life" (Wriston, 1993: 121). It is essential to
consider who might raise the charge of cultural imperialism, the dictator or Es
public? Whom would the United States most want to benefit? Whose interests
are closest to those of the U.S.? When the Tienanmen Square demonstrators
chose Lady Liberty as their symbol for universal human rights it was obvious
that cultural imperialism was not the source of their grievance or oppression.
Fourth and finally, the implementation of policies advocated here impose
nothing on anyone, not even democratic governance. More subtly, the policy
goal would be to help create conditions that, were a people to choose a path
toward democracy, the available means of communication would assist rather than
hinder their progress.
Clearly, a hopeful metaphysical premise under-girds these arguments leading to
the conclusion that inexorably the very tools required to build a strong
economy will also be used to topple political autocracy. While there are
competing beliefs, this premise holds that freedom and democracy are, indeed,
universal values. Empirical evidence seems to support this optimism thereby
reinforcing the policy recommendations. Although not everyone subscribes to
this vision, Secretary Shultz was prescient in his observation regarding the
"Dictator's Dilemma" and he may well be right also when he proclaimed, "History
is on freedom's side" (1985: 721).
What Is Known
There are historic examples such as Gorbachev's Soviet Union in which it
appears that new information and communication technologies, introduced or
allowed for economic reasons played an additional perhaps unintended role in
supporting the emergence of democracy. New communication technologies enable
citizens of prospective democracies to learn more about how other societies
operate. If they discover that others living elsewhere live more freely and
appear to have a higher quality of life, not only in a materialistic sense,
they are inclined to seek more freedom and democracy for themselves.
Independent of whether one takes the position that freedom is inherently good
or bad, this is precisely the reason that non-democratic regimes, from the
Soviet Union to Singapore, deem it necessary to attempt to control
communication and information. Theirs is a prophylactic measure against the
infectious nature of freedom. What Is Unknowable
While provocative, even compelling, these results still cannot
conclusively determine the direction of causality between electronic computer
networks and democratization. Plausible alternative explanations introduce
reasonable doubts with regard to nearly every country and every model.
Uncertainty is inevitable in policy analysis but not unique to the realm of
policy. Rather than the exception, it is more the rule in human activity.
Analogous tasks in arenas from corporate investment to medical treatment
confront those who must choose a course of action in the face of limited
information. Relatively clear yet abstract objectives such as profit, health
and democracy are outcomes of complicated systems comprising myriad interacting
elements. Feasible interventions are of a finite set and can be introduced
only through ports at limited numbers of locations, often only at the periphery
of the system. Unfortunately, the definitive causes of the desired outcome are
not knowable. However, anticipated effects of potential interventions can be
informed by empirical evidence such as market data, clinical surveys, and
historical records. In each case, decision making is essentially placing bets
in which the cleverest gambles are those that have the highest expected payoffs
for the least cost. Although statistical analyses within these spheres is
incapable of producing the unequivocal answers that would be desirable, the
information that statistical analyses do provide establishes a reasonable basis
for evaluating available options. Therefore, in a general sense, testing
causality remains imperative to the conclusions and policy recommendations of
this study, but proving causality never was. What to Do
Whether the dictator admits it or not, E is in a bad situation. In some
countries, like China with its "intranet," leaders might prefer to believe they
can utilize information and communication technologies to serve their own
economic needs while sufficiently sterilizing against the untoward social
effects. The evidence and analysis here suggests that, in the long run, these
hopes are unfounded.
Overarching all of these policy recommendations is the notion of a "window of
opportunity" that presently may be open but will not be so indefinitely. This
notion is appropriate in considering both the ends and the means of policies
recommended above. Relative to the ends, the current democratic wave may still
possess forward momentum. Democratic expansion will be much more difficult to
effect later, independent of the means, once the wave recedes and the momentum
reverses. Because democracy seems to exhibit a quality of stickiness, the
farther forward the wave can be drawn now, the brighter the outlook will be for
the future. Relative to the means, communication technology in general can be
a fickle ally, if history is a useful guide, due to cyclical innovation and
advancement. Some technologies have favored the centralization of power,
others decentralization. As the pace of change accelerates, it is not clear
how long electronic networks, which associate with democracy, will be dominant,
nor what will be the political tendency of successor technologies. Thus, a
modest sense of urgency is extant in implementation of the policy
recommendations.
Contents
Previous section
Next section