Investment Advisers and Broker-Dealers
This research brief describes broker-dealers and investment advisers — their numbers, size, assets, clients, services, and affiliations — and examines whether individual investors understand the differences between them.
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Document Details
- Copyright: RAND Corporation
- Availability: Web-Only
- Pages: 2
- Document Number: RB-9337-USSEC
- Year: 2008
- Series: Research Briefs
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