How Do Proxy Responses and Proxy-Assisted Responses Differ from What Medicare Beneficiaries Might Have Reported About Their Health Care?

Published In: HSR, Health Services Research, v. 43, no. 3, June 2008, p. 833-848

Posted on on January 01, 2008

by Marc N. Elliott, Megan K. Beckett, Kelly Chong, Katrin Hambarsoomian, Ron D. Hays

OBJECTIVE: Assess proxy respondent effects on health care evaluations by Medicare beneficiaries. DATA SOURCE: 110,215 respondents from the nationally representative 2001 CAHPS Medicare Fee-for-Service Survey. STUDY DESIGN/DATA COLLECTION/EXTRACTION METHODS: The authors compare the effects of both proxy respondents and proxy assistance (reading, writing or translating) on 23 objective report items and four subjective global measures of health care experiences using propensity-score-weighted regression. The authors assess whether proxy effects differ among spouses, other relatives, or nonrelatives. PRINCIPAL FINDINGS: Proxy respondents provide less positive evaluations of beneficiary health care experiences than otherwise similar self-reporting beneficiaries for more subjective global ratings (average effect of 0.21 standard deviations); differences are smaller for relatively objective and specific report items. Proxy assistance differences are similar, but about half as large. Reports from spouse proxy respondents are more positive than those from other proxies and are similar to what would have been reported by the beneficiaries themselves. Standard regression techniques may overestimate proxy effects in this instance. CONCLUSIONS: One should treat proxy responses to subjective ratings cautiously. Even seemingly innocuous reading, writing, and translation by proxies may influence answers. Spouses may be accurate proxies for the elderly in evaluations of health care.

This report is part of the RAND Corporation External publication series. Many RAND studies are published in peer-reviewed scholarly journals, as chapters in commercial books, or as documents published by other organizations.

The RAND Corporation is a nonprofit institution that helps improve policy and decisionmaking through research and analysis. RAND's publications do not necessarily reflect the opinions of its research clients and sponsors.