Patenting and Innovation in China

Incentives, Policy, and Outcomes

Eric Warner

ResearchPublished Mar 6, 2015

China has undergone a patenting boom, with yearly increases in patent applications averaging 34 percent. Since 2000 this has resulted in a 16-fold increase in the annual number of patents and according to the United Nations, China's patent office has received more patent filings than any other country (UN December 11, 2012). Previous literature indicates that this trend is driven by large volumes of low-quality patents. Given this, I was motivated to understand the drivers of this trend, the impact of patenting-promoting policies, and the innovative outcomes of Chinese firms. This dissertation examines these three questions in three separate essays: (1) What are the drivers of this patenting boom, and what implications exist for Chinese technical innovation? (2) What are the innovative impacts of the Indigenous Innovation Policy, which is designed to promote patenting? (3) How innovative are leading Chinese firms?

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  • Copyright: RAND Corporation
  • Availability: Web-Only
  • Year: 2015
  • Pages: 112
  • Document Number: RGSD-347

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Warner, Eric, Patenting and Innovation in China: Incentives, Policy, and Outcomes. Santa Monica, CA: RAND Corporation, 2015. https://www.rand.org/pubs/rgs_dissertations/RGSD347.html.
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This document was submitted as a dissertation in November 2014 in partial fulfillment of the requirements of the doctoral degree in public policy analysis at the Pardee RAND Graduate School. The faculty committee that supervised and approved the dissertation consisted of Charles Wolf, Jr. (Chair), Shanthi Nataraj, and Christopher Eusebi.

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